VPC Impact Acquisition Holdings Sponsor, LLC - Jul 19, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Director, Other*
Signature
/s/ Sam Tuttleman, Attorney-in-Fact for VPC Impact Acquisition Holdings Sponsor, LLC
Stock symbol
BKKT
Transactions as of
Jul 19, 2023
Transactions value $
-$1,110
Form type
4
Date filed
7/20/2023, 04:00 PM
Previous filing
Jul 17, 2023
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A common stock, par value $0.0001 per share Sale -$1.11K -600 -0.01% $1.85 4.6M Jul 19, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer.
F2 VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Remarks:

The reporting persons both may be deemed a Director by Deputization. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.