Stephen Brian Hunt - 30 Jun 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact
Issuer symbol
FEAM
Transactions as of
30 Jun 2023
Net transactions value
-$10,728
Form type
4
Filing time
07 Jul 2023, 16:40:26 UTC
Previous filing
01 Jun 2023
Next filing
13 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +2,031 +2.6% 79,362 03 Jul 2023 Direct F2
transaction FEAM Common Stock Tax liability $2,512 -752 -0.95% $3.34 78,610 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +1,300 +1.7% 79,910 03 Jul 2023 Direct F3
transaction FEAM Common Stock Tax liability $1,607 -481 -0.6% $3.34 79,429 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +1,470 +1.9% 80,899 03 Jul 2023 Direct F4
transaction FEAM Common Stock Tax liability $1,817 -544 -0.67% $3.34 80,355 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +3,877 +4.8% 84,232 03 Jul 2023 Direct F5
transaction FEAM Common Stock Tax liability $4,793 -1,435 -1.7% $3.34 82,797 03 Jul 2023 Direct
holding FEAM Common Stock 20,834 30 Jun 2023 By superattenuation fund
holding FEAM Common Stock 41,500 30 Jun 2023 By Minerals and Metals Pty Ltd.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +3,877 $0.000000 3,877 30 Jun 2023 Common Stock 3,877 Direct F1
transaction FEAM Director RSUs Disposed to Issuer $0 -2,031 -100% $0.000000* 0 03 Jul 2023 Common Stock 2,031 Direct F2
transaction FEAM Director RSUs Disposed to Issuer $0 -1,300 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,300 Direct F3
transaction FEAM Director RSUs Disposed to Issuer $0 -1,470 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,470 Direct F4
transaction FEAM Director RSUs Disposed to Issuer $0 -3,877 -100% $0.000000* 0 03 Jul 2023 Common Stock 3,877 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.
F2 Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,031 Director RSUs, vesting on July 1, 2023.
F3 Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Direcotr RSUs, vesting on July 1, 2023.
F4 Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs, vesting on July 1, 2023.
F5 Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,877 Director RSUs, vesting on July 1, 2023.