Stephen Brian Hunt - Jun 30, 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact
Stock symbol
FEAM
Transactions as of
Jun 30, 2023
Transactions value $
-$10,728
Form type
4
Date filed
7/7/2023, 04:40 PM
Previous filing
Jun 1, 2023
Next filing
Oct 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +2.03K +2.63% 79.4K Jul 3, 2023 Direct F2
transaction FEAM Common Stock Tax liability -$2.51K -752 -0.95% $3.34 78.6K Jul 3, 2023 Direct
transaction FEAM Common Stock Options Exercise +1.3K +1.65% 79.9K Jul 3, 2023 Direct F3
transaction FEAM Common Stock Tax liability -$1.61K -481 -0.6% $3.34 79.4K Jul 3, 2023 Direct
transaction FEAM Common Stock Options Exercise +1.47K +1.85% 80.9K Jul 3, 2023 Direct F4
transaction FEAM Common Stock Tax liability -$1.82K -544 -0.67% $3.34 80.4K Jul 3, 2023 Direct
transaction FEAM Common Stock Options Exercise +3.88K +4.82% 84.2K Jul 3, 2023 Direct F5
transaction FEAM Common Stock Tax liability -$4.79K -1.44K -1.7% $3.34 82.8K Jul 3, 2023 Direct
holding FEAM Common Stock 20.8K Jun 30, 2023 By superattenuation fund
holding FEAM Common Stock 41.5K Jun 30, 2023 By Minerals and Metals Pty Ltd.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +3.88K $0.00 3.88K Jun 30, 2023 Common Stock 3.88K Direct F1
transaction FEAM Director RSUs Disposed to Issuer $0 -2.03K -100% $0.00* 0 Jul 3, 2023 Common Stock 2.03K Direct F2
transaction FEAM Director RSUs Disposed to Issuer $0 -1.3K -100% $0.00* 0 Jul 3, 2023 Common Stock 1.3K Direct F3
transaction FEAM Director RSUs Disposed to Issuer $0 -1.47K -100% $0.00* 0 Jul 3, 2023 Common Stock 1.47K Direct F4
transaction FEAM Director RSUs Disposed to Issuer $0 -3.88K -100% $0.00* 0 Jul 3, 2023 Common Stock 3.88K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.
F2 Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,031 Director RSUs, vesting on July 1, 2023.
F3 Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Direcotr RSUs, vesting on July 1, 2023.
F4 Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs, vesting on July 1, 2023.
F5 Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,877 Director RSUs, vesting on July 1, 2023.