H. Keith Jennings - Jun 30, 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact
Stock symbol
FEAM
Transactions as of
Jun 30, 2023
Transactions value $
-$12,224
Form type
4
Date filed
7/7/2023, 04:40 PM
Previous filing
Oct 28, 2022
Next filing
Oct 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +2.98K 2.98K Jul 3, 2023 Direct F2
transaction FEAM Common Stock Tax liability -$3.69K -1.1K -37.01% $3.34 1.88K Jul 3, 2023 Direct
transaction FEAM Common Stock Options Exercise +1.21K +64.56% 3.09K Jul 3, 2023 Direct F3
transaction FEAM Common Stock Tax liability -$1.5K -449 -14.52% $3.34 2.64K Jul 3, 2023 Direct
transaction FEAM Common Stock Options Exercise +5.69K +215.4% 8.34K Jul 3, 2023 Direct F4
transaction FEAM Common Stock Tax liability -$7.04K -2.11K -25.28% $3.34 6.23K Jul 3, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +5.69K $0.00 5.69K Jun 30, 2023 Common Stock 5.69K Direct F1
transaction FEAM Director RSUs Options Exercise $0 -2.98K -100% $0.00* 0 Jul 3, 2023 Common Stock 2.98K Direct F2
transaction FEAM Director RSUs Options Exercise $0 -1.21K -100% $0.00* 0 Jul 3, 2023 Common Stock 1.21K Direct F3
transaction FEAM Director RSUs Options Exercise $0 -5.69K -100% $0.00* 0 Jul 3, 2023 Common Stock 5.69K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023.
F2 Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.
F3 Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.
F4 Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.