H. Keith Jennings - 30 Jun 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact
Issuer symbol
FEAM
Transactions as of
30 Jun 2023
Net transactions value
-$12,224
Form type
4
Filing time
07 Jul 2023, 16:40:17 UTC
Previous filing
28 Oct 2022
Next filing
13 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +2,983 2,983 03 Jul 2023 Direct F2
transaction FEAM Common Stock Tax liability $3,687 -1,104 -37% $3.34 1,879 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +1,213 +65% 3,092 03 Jul 2023 Direct F3
transaction FEAM Common Stock Tax liability $1,500 -449 -15% $3.34 2,643 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +5,693 +215% 8,336 03 Jul 2023 Direct F4
transaction FEAM Common Stock Tax liability $7,037 -2,107 -25% $3.34 6,229 03 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +5,693 $0.000000 5,693 30 Jun 2023 Common Stock 5,693 Direct F1
transaction FEAM Director RSUs Options Exercise $0 -2,983 -100% $0.000000* 0 03 Jul 2023 Common Stock 2,983 Direct F2
transaction FEAM Director RSUs Options Exercise $0 -1,213 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,213 Direct F3
transaction FEAM Director RSUs Options Exercise $0 -5,693 -100% $0.000000* 0 03 Jul 2023 Common Stock 5,693 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023.
F2 Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.
F3 Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.
F4 Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.