DAVID J. SALISBURY - 30 Jun 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact
Issuer symbol
FEAM
Transactions as of
30 Jun 2023
Net transactions value
-$19,820
Form type
4
Filing time
07 Jul 2023, 16:40:13 UTC
Previous filing
12 Jun 2023
Next filing
13 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +4,061 +56% 11,347 03 Jul 2023 Direct F2
transaction FEAM Common Stock Tax liability $5,020 -1,503 -13% $3.34 9,844 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +1,981 +20% 11,825 03 Jul 2023 Direct F3
transaction FEAM Common Stock Tax liability $2,448 -733 -6.2% $3.34 11,092 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +2,240 +20% 13,332 03 Jul 2023 Direct F4
transaction FEAM Common Stock Tax liability $2,769 -829 -6.2% $3.34 12,503 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +7,753 +62% 20,256 03 Jul 2023 Direct F5
transaction FEAM Common Stock Tax liability $9,582 -2,869 -14% $3.34 17,387 03 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +7,753 $0.000000 7,753 30 Jun 2023 Common Stock 7,753 Direct F1
transaction FEAM Director RSUs Options Exercise $0 -4,061 -100% $0.000000* 0 03 Jul 2023 Common Stock 4,061 Direct F2
transaction FEAM Director RSUs Options Exercise $0 -1,981 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,981 Direct F3
transaction FEAM Director RSUs Options Exercise $0 -2,240 -100% $0.000000* 0 03 Jul 2023 Common Sock 2,240 Direct F4
transaction FEAM Director RSUs Options Exercise $0 -7,753 -100% $0.000000* 0 03 Jul 2023 Common Stock 7,753 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.
F2 Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023.
F3 Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023.
F4 Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023.
F5 Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023.