Sen Ming Lim - Jun 30, 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role: Director
Signature: /s/ Paul Weibel as Attorney-in-Fact
Stock symbol: FEAM
Transactions as of: Jun 30, 2023
Transactions value $: -$9,132
Form type: 4
Date filed: 7/7/2023, 04:40 PM
Previous filing: Jul 7, 2023
Next filing: Oct 13, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FEAM	Common Stock	Options Exercise		+1.59K	+68.08%		3.92K	Jul 3, 2023	Direct	F2
transaction	FEAM	Common Stock	Tax liability	-$1.96K	-588	-15.01%	$3.34	3.33K	Jul 3, 2023	Direct
transaction	FEAM	Common Stock	Options Exercise		+1.3K	+39.04%		4.63K	Jul 3, 2023	Direct	F3
transaction	FEAM	Common Stock	Tax liability	-$1.61K	-481	-10.39%	$3.34	4.15K	Jul 3, 2023	Direct
transaction	FEAM	Common Stock	Options Exercise		+1.47K	+35.43%		5.62K	Jul 3, 2023	Direct	F4
transaction	FEAM	Common Stock	Tax liability	-$1.82K	-544	-9.68%	$3.34	5.08K	Jul 3, 2023	Direct
transaction	FEAM	Common Stock	Options Exercise		+3.03K	+59.68%		8.1K	Jul 3, 2023	Direct	F5
transaction	FEAM	Common Stock	Tax liability	-$3.74K	-1.12K	-13.83%	$3.34	6.98K	Jul 3, 2023	Direct
holding	FEAM	Common Stock						5.13M	Jun 30, 2023	By Virtova Capital Management Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FEAM	Director RSUs	Award	$0	+3.03K		$0.00	3.03K	Jun 30, 2023	Common Stock	3.03K		Direct	F1
transaction	FEAM	Director RSUs	Disposed to Issuer	$0	-1.59K	-100%	$0.00^*	0	Jul 3, 2023	Common Stock	1.59K		Direct	F2
transaction	FEAM	Director RSUs	Disposed to Issuer	$0	-1.3K	-100%	$0.00^*	0	Jul 3, 2023	Common Stock	1.3K		Direct	F3
transaction	FEAM	Director RSUs	Disposed to Issuer	$0	-1.47K	-100%	$0.00^*	0	Jul 3, 2023	Common Stock	1.47K		Direct	F4
transaction	FEAM	Director RSUs	Disposed to Issuer	$0	-3.03K	-100%	$0.00^*	0	Jul 3, 2023	Common Stock	3.03K		Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.
F2	Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 1,587 Director RSUs, vesting on July 1, 2023.
F3	Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Director RSUs vesting on July 1, 2023.
F4	Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs vesting on July 1, 2023.
F5	Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,029 Director RSUs, vesting on July 1, 2023.