Sen Ming Lim - 30 Jun 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact
Issuer symbol
FEAM
Transactions as of
30 Jun 2023
Net transactions value
-$9,132
Form type
4
Filing time
07 Jul 2023, 16:40:10 UTC
Previous filing
07 Jul 2023
Next filing
13 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +1,587 +68% 3,918 03 Jul 2023 Direct F2
transaction FEAM Common Stock Tax liability $1,964 -588 -15% $3.34 3,330 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +1,300 +39% 4,630 03 Jul 2023 Direct F3
transaction FEAM Common Stock Tax liability $1,607 -481 -10% $3.34 4,149 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +1,470 +35% 5,619 03 Jul 2023 Direct F4
transaction FEAM Common Stock Tax liability $1,817 -544 -9.7% $3.34 5,075 03 Jul 2023 Direct
transaction FEAM Common Stock Options Exercise +3,029 +60% 8,104 03 Jul 2023 Direct F5
transaction FEAM Common Stock Tax liability $3,744 -1,121 -14% $3.34 6,983 03 Jul 2023 Direct
holding FEAM Common Stock 5,128,206 30 Jun 2023 By Virtova Capital Management Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +3,029 $0.000000 3,029 30 Jun 2023 Common Stock 3,029 Direct F1
transaction FEAM Director RSUs Disposed to Issuer $0 -1,587 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,587 Direct F2
transaction FEAM Director RSUs Disposed to Issuer $0 -1,300 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,300 Direct F3
transaction FEAM Director RSUs Disposed to Issuer $0 -1,470 -100% $0.000000* 0 03 Jul 2023 Common Stock 1,470 Direct F4
transaction FEAM Director RSUs Disposed to Issuer $0 -3,029 -100% $0.000000* 0 03 Jul 2023 Common Stock 3,029 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.
F2 Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 1,587 Director RSUs, vesting on July 1, 2023.
F3 Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Director RSUs vesting on July 1, 2023.
F4 Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs vesting on July 1, 2023.
F5 Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,029 Director RSUs, vesting on July 1, 2023.