Farhad Fred Ebrahimi - 28 Jun 2023 Form 4 Insider Report for ViewRay, Inc.

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
N/A
Transactions as of
28 Jun 2023
Net transactions value
+$914,800
Form type
4
Filing time
30 Jun 2023, 21:47:15 UTC
Next filing
06 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $82,800 +20,700 +0.26% $4.00* 7,998,400 28 Jun 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $153,650 +43,900 +0.55% $3.50* 8,042,300 28 Jun 2023 By Crescent River LLC
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $53,550 +15,300 +1.7% $3.50* 897,700 28 Jun 2023 By Elstead 2020 GRAT
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $99,200 +24,800 +5.2% $4.00* 504,500 28 Jun 2023 By Havana 2020 GRAT
transaction VRAYQ COMMON STOCK Exercise of in-the-money or at-the-money derivative security $525,600 +131,400 +2% $4.00* 6,745,038 28 Jun 2023 By Shiraz Capital LLC
holding VRAYQ COMMON STOCK 600,000 28 Jun 2023 By Infinity Trusts Investment LLC
holding VRAYQ COMMON STOCK 100,000 28 Jun 2023 By Corcaigh LLC
holding VRAYQ COMMON STOCK 100,000 28 Jun 2023 By Shahzadeh 2008 Irrev Trust
holding VRAYQ COMMON STOCK 2,000 28 Jun 2023 By Trust for the benefit of non-household family member
holding VRAYQ COMMON STOCK 1,400,000 28 Jun 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -20,700 -1.6% $0.000000 1,281,100 28 Jun 2023 Common Stock 20,700 $4.00 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -43,900 -3.4% $0.000000 1,237,200 28 Jun 2023 Common Stock 43,900 $3.50 By Crescent River LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15,300 -13% $0.000000 102,300 28 Jun 2023 Common Stock 15,300 $3.50 By Elstead 2020 GRAT
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -24,800 -21% $0.000000 95,500 28 Jun 2023 Common Stock 24,800 $4.00 By Havana 2020 GRAT
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -31,400 -11% $0.000000 243,600 28 Jun 2023 Common Stock 31,400 $4.00 By Shiraz Capital LLC
transaction VRAYQ PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -100,000 -41% $0.000000 143,600 28 Jun 2023 Common Stock 100,000 $4.00 By Shiraz Capital LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Powers of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi were filed as exhibit A to a Form 13D filed with the Commission on April 27, 2023.