Key facts
- This page summarizes Richard Devon Daniels's Form 4 filing for SVB FINANCIAL GROUP.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Jun 2023, 18:55.
Richard Devon Daniels - 20 Jun 2023 Form 4 Insider Report for SVB FINANCIAL GROUP
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 20 Jun 2023
- Net transaction value
- -$40
- SEC form
- 4
- Accepted by SEC
- 23 Jun 2023, 18:55:33 UTC
- Prior SEC filing
- 16 Jun 2023
- Next SEC filing
- 19 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard Devon Daniels
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard Devon Daniels filed Form 4 for SVB FINANCIAL GROUP on 23 Jun 2023.
Change
- Previous filing in this sequence was filed on 16 Jun 2023.
- Current net transaction value: -$40.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SIVBQ
transaction
Common Stock
Sale
- Transaction value
- $235
- Shares
- -500
- Change %
- -50%
- Price
- $0.4700*
- Shares after
- 510
- Date
- 20 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
SIVBQ
transaction
Common Stock
Purchase
- Transaction value
- $195
- Shares
- +500
- Change %
- +98%
- Price
- $0.3900*
- Shares after
- 1,010
- Date
- 22 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Mr. Daniels sold 500 shares of Common Stock on June 20, 2023 and realized after the sale that he was required to consult with the Company before transacting. In order to return to his pre-sale position, Mr. Daniels determined to repurchase 500 shares and is disgorging to the Company the short swing profit on those transactions of $40 (calculated in accordance with Section 16 of the Securities Exchange Act of 1934, as amended).