Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CAVA | Common Stock | Options Exercise | +1.57M | 1.57M | Jun 20, 2023 | Direct | F1, F7, F8 | |||
transaction | CAVA | Common Stock | Options Exercise | +3.49M | +222.22% | 5.06M | Jun 20, 2023 | Direct | F2, F7, F8 | ||
transaction | CAVA | Common Stock | Options Exercise | +1.85M | +36.51% | 6.9M | Jun 20, 2023 | Direct | F3, F7, F8 | ||
transaction | CAVA | Common Stock | Options Exercise | +861K | +12.48% | 7.76M | Jun 20, 2023 | Direct | F4, F7, F8 | ||
transaction | CAVA | Common Stock | Options Exercise | +22.3M | +286.67% | 30M | Jun 20, 2023 | Direct | F5, F7, F8 | ||
transaction | CAVA | Common Stock | Options Exercise | +1.99M | +6.64% | 32M | Jun 20, 2023 | Direct | F6, F7, F8 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CAVA | Series A Preferred Stock | Options Exercise | $0 | -1.57M | -100% | $0.00* | 0 | Jun 20, 2023 | Common Stock | 1.57M | Direct | F1, F7, F8 | |
transaction | CAVA | Series B Preferred Stock | Options Exercise | $0 | -3.49M | -100% | $0.00* | 0 | Jun 20, 2023 | Common Stock | 3.49M | Direct | F2, F7, F8 | |
transaction | CAVA | Series C Preferred Stock | Options Exercise | $0 | -1.85M | -100% | $0.00* | 0 | Jun 20, 2023 | Common Stock | 1.85M | Direct | F3, F7, F8 | |
transaction | CAVA | Series D Preferred Stock | Options Exercise | $0 | -861K | -100% | $0.00* | 0 | Jun 20, 2023 | Common Stock | 861K | Direct | F4, F7, F8 | |
transaction | CAVA | Series E Preferred Stock | Options Exercise | $0 | -22.3M | -100% | $0.00* | 0 | Jun 20, 2023 | Common Stock | 22.3M | Direct | F5, F7, F8 | |
transaction | CAVA | Series F Preferred Stock | Options Exercise | $0 | -1.99M | -100% | $0.00* | 0 | Jun 20, 2023 | Common Stock | 1.99M | Direct | F6, F7, F8 |
Id | Content |
---|---|
F1 | Upon closing of the CAVA Group, Inc. (the "Issuer") initial public offering (the "IPO"), each share of Series A Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of common stock, par value $0.0001 per share (the "Common Stock") on a one for one basis. These shares of Series A Preferred Stock had no expiration date. |
F2 | Upon closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series B Preferred Stock had no expiration date. |
F3 | Upon closing of the Issuer's IPO, each share of Series C Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stockon a one for one basis. These shares of Series C Preferred Stock had no expiration date. |
F4 | Upon closing of the Issuer's IPO, each share of Series D Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series D Preferred Stock had no expiration date. |
F5 | Upon closing of the Issuer's IPO, each share of Series E Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series E Preferred Stock had no expiration date. |
F6 | Upon closing of the Issuer's IPO, each share of Series F Preferred Stock beneficially owned by the Reporting Persons automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series F Preferred Stock had no expiration date. |
F7 | The securities are held directly by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting. |
F8 | (Continued from Footnote 7) Each of the Reporting Persons, other than Artal International S.C.A., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be directors by deputization of the Issuer by virtue of their representatives on the Issuer's board of directors.