Andrew Rowan Nelson - Mar 17, 2023 Form 4 Insider Report for P10, Inc. (PX)

Role
Other*
Signature
/s/Amanda Coussens, as Attorney in Fact for the Reporting Person
Stock symbol
PX
Transactions as of
Mar 17, 2023
Transactions value $
-$513,570
Form type
4
Date filed
6/16/2023, 05:39 PM
Previous filing
Nov 22, 2022
Next filing
Aug 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise $270K +133K +3020.67% $2.03* 137K Mar 17, 2023 Direct
transaction PX Class A Common Stock Tax liability -$552K -59.7K -43.44% $9.25 77.7K Mar 17, 2023 Direct
transaction PX Class A Common Stock Sale -$231K -20K -25.74% $11.57 57.7K Jun 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Stock Options Options Exercise $0 -133K -100% $0.00* 0 Mar 17, 2023 Common Stock 133K $2.03 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $11.49 to $11.63. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Remarks:

The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock.