Key facts
- This page summarizes L. John Doerr's Form 4 filing for AMYRIS, INC..
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Jun 2023, 16:59.
L. John Doerr - 05 Jun 2023 Form 4 Insider Report for AMYRIS, INC.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 05 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Jun 2023, 16:59:38 UTC
- Prior SEC filing
- 21 Apr 2023
- Next SEC filing
- 22 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ L. John Doerr, by Barbara Hager as his attorney in fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
L. John Doerr filed Form 4 for AMYRIS, INC. on 07 Jun 2023.
Change
- Previous filing in this sequence was filed on 21 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AMRS
transaction
Derivative
2019 LSA
Disposed to Issuer
- Transaction value
- $63,014,397
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 05 Jun 2023
- Ownership
- By Foris Ventures, LLC
- Underlying class
- Common Stock
- Underlying amount
- 21,004,799
- Exercise price
- $3.00
- Footnotes
- F1, F2, F3, F4
AMRS
transaction
Derivative
2019 LSA
Award
- Transaction value
- $63,014,397
- Shares
- Change %
- Price
- Shares after
- $63,014,397
- Date
- 05 Jun 2023
- Ownership
- By Foris Ventures, LLC
- Underlying class
- Common Stock
- Underlying amount
- 21,004,799
- Exercise price
- $3.00
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
L. John Doerr ("John Doerr ") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F2
Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr , Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.
Footnote F3
On June 5, 2023, FV entered into that certain Omnibus Amendment Agreement, dated as of June 5, 2023 (the "Omnibus Amendment Agreement"), with the Issuer and the other parties thereto, to that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019, by and between the Issuer, FV and the other parties thereto (as amended and restated from time to time, the "2019 LSA"). The Omnibus Amendment Agreement amended the 2019 LSA to extend the maturity date from July 1, 2023 to July 1, 2024, among other things. As of June 5, 2023, 16,680,334 shares of the issuer's common stock (the "Common Stock") are issuable upon conversion of the 2019 LSA in respect of an outstanding principal amount of $50.0 million and 4,324,465 shares of Common Stock are issuable upon conversion of accrued and unpaid interest of $13.0 million, reflecting a fixed conversion price of $3.00 per share of Common Stock.
Footnote F4
(Continued from Footnote 3) The 2019 LSA accrues interest at 6% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA.