Key facts
- This page summarizes Thomas B. Ellis's Form 4 filing for LENSAR, Inc. (LNSR).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 06 Jun 2023, 17:17.
Thomas B. Ellis - 25 May 2023 Form 4 Insider Report for LENSAR, Inc. (LNSR)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- LNSR
- Reported as of
- 25 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Jun 2023, 17:17:06 UTC
- Next SEC filing
- 09 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas R. Staab, II, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas B. Ellis filed Form 4 for LENSAR, Inc. (LNSR) on 06 Jun 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LNSR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +9,288
- Change %
- Price
- $0.000000
- Shares after
- 9,288
- Date
- 25 May 2023
- Ownership
- Direct
- Footnotes
- F1
LNSR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,100,592
- Date
- 25 May 2023
- Ownership
- See Footnotes
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LNSR
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +94,787
- Change %
- Price
- $0.000000
- Shares after
- 94,787
- Date
- 25 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 94,787
- Exercise price
- $3.23
- Footnotes
- F4
LNSR
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +33,175
- Change %
- Price
- $0.000000
- Shares after
- 33,175
- Date
- 25 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 33,175
- Exercise price
- $3.23
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.
Footnote F2
The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.
Footnote F3
The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F4
The option vests as to one-third of the award on May 25, 2024 and, as to the remaining amount of the award, in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as initial compensation for service to the Issuer.
Footnote F5
The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.
SEC remarks
Exhibit 24 - Power of Attorney.