MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP - 02 Jun 2023 Form 4 Insider Report for HashiCorp, Inc.

Role
10%+ Owner
Signature
MAYFIELD XIV, a Cayman Islands Exempted Limited Partnership By: MAYFIELD XIV MANAGEMENT (EGP), L.P., its General Partner By: MAYFIELD XIV MANAGEMENT (UGP), LTD., its General Partner By: /s/ Paul Kohli, Authorized Signatory
Issuer symbol
N/A
Transactions as of
02 Jun 2023
Net transactions value
$0
Form type
4
Filing time
05 Jun 2023, 16:37:13 UTC
Previous filing
01 Jun 2023
Next filing
30 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Other $0 -2,873,395 -20% $0.000000 11,493,581 02 Jun 2023 Class A Common Stock 2,873,395 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2, F4
transaction HCP Class B Common Stock Other $0 -312,102 -20% $0.000000 1,248,406 02 Jun 2023 Class A Common Stock 312,102 Mayfield Select, a Cayman Islands Exempted Limited Partnership F1, F3, F5
holding HCP Class B Common Stock 345,778 02 Jun 2023 Class A Common Stock 345,778 MF Leaders H-E, L.P. F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
F2 Represents a pro-rata distribution in-kind by Mayfield XIV, a Cayman Islands Exempted Limited Partnership, or MF XIV, to its partners for no consideration.
F3 Represents a pro-rata distribution in-kind by Mayfield Select, a Cayman Islands Exempted Limited Partnership, or MF Select, to its partners for no consideration.
F4 Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
F5 Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
F6 MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.