PureTech Health plc - May 26, 2023 Form 4 Insider Report for GELESIS HOLDINGS, INC. (GLSH)

Role
10%+ Owner
Signature
PURETECH HEALTH PLC, By: /s/ Bharatt Chowrira, Name: Bharatt Chowrira, Title: President, Chief Business, Financial and Operating Officer
Stock symbol
GLSH
Transactions as of
May 26, 2023
Transactions value $
$350,000
Form type
4
Date filed
5/31/2023, 05:30 PM
Previous filing
May 3, 2023
Next filing
Jun 14, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GLSH Convertible Note Purchase $350K $350K May 26, 2023 Common Stock 24.6M $0.01 By PureTech Health LLC
transaction GLSH Warrants Purchase +43.1M 43.1M May 26, 2023 Common Stock 43.1M $0.01 By PureTech Health LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrants were issued in connection with the purchase of the convertible note purchases reported herein.