Mayfield Xiv, A Cayman Islands Exempted Limited Partnership - May 23, 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
10%+ Owner
Signature
MAYFIELD XIV, a Cayman Islands Exempted Limited Partnership By: MAYFIELD XIV MANAGEMENT (EGP), L.P., its General Partner By: MAYFIELD XIV MANAGEMENT (UGP), LTD., its General Partner By: /s/ Paul Kohli, Authorized Signatory
Stock symbol
HCP
Transactions as of
May 23, 2023
Transactions value $
-$905,597
Form type
4
Date filed
5/25/2023, 05:00 PM
Previous filing
Aug 16, 2022
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +13.5K 13.5K May 23, 2023 Mayfield XIV, a Cayman Islands Exempted Limited Partnership( F1, F2
transaction HCP Class A Common Stock Conversion of derivative security +13.5K 13.5K May 23, 2023 Mayfield Select, a Cayman Islands Exempted Limited Partnership F1, F3
transaction HCP Class A Common Stock Sale -$453K -13.5K -100% $33.48 0 May 23, 2023 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F2, F5
transaction HCP Class A Common Stock Sale -$453K -13.5K -100% $33.48 0 May 23, 2023 Mayfield Select, a Cayman Islands Exempted Limited Partnership F3, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -13.5K -0.09% $0.00 14.7M May 23, 2023 Class A Common Stock 13.5K Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -13.5K -0.73% $0.00 1.85M May 23, 2023 Class A Common Stock 13.5K Mayfield Select, a Cayman Islands Exempted Limited Partnership F1, F3
holding HCP Class B Common Stock 346K May 23, 2023 Class A Common Stock 346K MF Leaders H-E, L.P. F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
F2 Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
F3 Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
F4 MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.04 to $33.75. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.04 to $33.75. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.