Key facts
- This page summarizes Robert M. Klein's Form 4 filing for ADVANCED DRAINAGE SYSTEMS, INC. (WMS).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 23 May 2023, 21:41.
Robert M. Klein - 19 May 2023 Form 4 Insider Report for ADVANCED DRAINAGE SYSTEMS, INC. (WMS)
- Reporting relationship
- EVP, Sales
- Issuer ticker
- WMS
- Reported as of
- 19 May 2023
- Net transaction value
- -$32,924
- SEC form
- 4
- Accepted by SEC
- 23 May 2023, 21:41:10 UTC
- Prior SEC filing
- 22 May 2023
- Next SEC filing
- 11 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert M. Klein, by Scott A. Cottrill as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert M. Klein filed Form 4 for ADVANCED DRAINAGE SYSTEMS, INC. (WMS) on 23 May 2023.
Change
- Previous filing in this sequence was filed on 22 May 2023.
- Current net transaction value: -$32,924.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WMS
transaction
Common Stock
Tax liability
- Transaction value
- $25,006
- Shares
- -259
- Change %
- -0.24%
- Price
- $96.55
- Shares after
- 106,179
- Date
- 19 May 2023
- Ownership
- Direct
- Footnotes
- F1
WMS
transaction
Common Stock
Tax liability
- Transaction value
- $7,917
- Shares
- -82
- Change %
- -0.08%
- Price
- $96.55
- Shares after
- 106,097
- Date
- 19 May 2023
- Ownership
- Direct
- Footnotes
- F1
WMS
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,596
- Change %
- +1.5%
- Price
- $0.000000
- Shares after
- 107,693
- Date
- 22 May 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WMS
transaction
Derivative
Option to Purchase Common Stock
Award
- Transaction value
- $0
- Shares
- +3,506
- Change %
- Price
- $0.000000
- Shares after
- 3,506
- Date
- 22 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,506
- Exercise price
- $96.51
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.
Footnote F2
The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.