Griffin Michael D - Mar 1, 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Director
Signature
/s/ Arjun Kampani as Attorney-in-Fact for Michael D. Griffin
Stock symbol
RKLB
Transactions as of
Mar 1, 2023
Transactions value $
-$223,032
Form type
4
Date filed
5/19/2023, 06:44 PM
Previous filing
Dec 13, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Other $0 -50.7K -36.34% $0.00 88.8K Mar 1, 2023 Direct F1
transaction RKLB Common Stock Other $0 +50.7K $0.00 50.7K Mar 1, 2023 By LogiQ, Inc. F1, F2
transaction RKLB Common Stock Sale -$223K -50.7K -100% $4.40 0 May 17, 2023 By LogiQ, Inc. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest.
F2 The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.