GRIFFIN MICHAEL D - 01 Mar 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Director
Signature
/s/ Arjun Kampani as Attorney-in-Fact for Michael D. Griffin
Issuer symbol
RKLB
Transactions as of
01 Mar 2023
Net transactions value
-$223,032
Form type
4
Filing time
19 May 2023, 18:44:33 UTC
Previous filing
13 Dec 2022
Next filing
26 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Other $0 -50,689 -36% $0.000000 88,779 01 Mar 2023 Direct F1
transaction RKLB Common Stock Other $0 +50,689 $0.000000 50,689 01 Mar 2023 By LogiQ, Inc. F1, F2
transaction RKLB Common Stock Sale $223,032 -50,689 -100% $4.40 0 17 May 2023 By LogiQ, Inc. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest.
F2 The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.