Deborah L. James - 15 May 2023 Form 4 Insider Report for AEROJET ROCKETDYNE HOLDINGS, INC.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 15 May 2023
Net transaction value: +$43,026
SEC form: 4
Accepted by SEC: 17 May 2023, 16:05:55 UTC
Prior SEC filing: 27 Apr 2023
Next SEC filing: 31 Jul 2023
Source filing: View source filing
Reporting owner signature: /s/ Tony Shin, attorney-in-fact

Key filing fact

Deborah L. James filed Form 4 for AEROJET ROCKETDYNE HOLDINGS, INC. on 17 May 2023.

Key facts

This page summarizes Deborah L. James's Form 4 filing for AEROJET ROCKETDYNE HOLDINGS, INC..
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 May 2023, 16:05.

Change

Previous filing in this sequence was filed on 27 Apr 2023.
Current net transaction value: +$43,026.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AJRD transaction

Common Stock

Award

Transaction value: $28,703
Shares: +511
Change %: +68%
Price: $56.17
Shares after: 1,267
Date: 15 May 2023
Ownership: By Rabbi Trust
Footnotes: F1, F2

AJRD transaction

Common Stock

Award

Transaction value: $14,323
Shares: +255
Change %: +20%
Price: $56.17
Shares after: 1,522
Date: 15 May 2023
Ownership: By Rabbi Trust
Footnotes: F2, F3

AJRD transaction

Common Stock

Award

Transaction value: $0
Shares: +2,492
Change %: +164%
Price: $0.000000
Shares after: 4,014
Date: 15 May 2023
Ownership: By Rabbi Trust
Footnotes: F2, F4

AJRD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,353
Date: 15 May 2023
Ownership: Direct
Footnotes: F5

AJRD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,089
Date: 15 May 2023
Ownership: Deborah Lee James Living Trust

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Effective March 24, 2010, the Board of Directors approved a Director Compensation Program which allows Directors to elect to receive Aerojet Rocketdyne Holdings, Inc. common stock in lieu of their cash compensation. The number of shares of common stock shown reflects the common stock this Reporting Person is entitled to receive in lieu of their annual cash retainer fee paid quarterly.

Footnote F2

Shares of common stock held by a "rabbi trust" receipt of which has been deferred by the Reporting Person pursuant to the Aerojet Rocketdyne Holdings, Inc. Deferred Compensation Plan for Directors.

Footnote F3

Pursuant to the Director Compensation Program, if a Director elects to receive common stock in lieu of at least 50% of their cash compensation, the Company will grant restricted shares equal in value to 50% of the amount of cash compensation they elect to receive in common stock. Such restricted shares will vest on the earlier of (i) the date of the Director's retirement from the Board, and (ii) one year after the grant date. The number of shares of common stock shown reflects the grant of restricted shares.

Footnote F4

Grant to Reporting Person of restricted stock under the Aerojet Rocketdyne Holdings, Inc. 2019 Equity and Performance Incentive Plan. Such shares of restricted stock will vest in 50% increments on November 15, 2023 and May 15, 2024.

Footnote F5

1,647 shares that were previously reported as directly owned on the Reporting Person's Form 4 filed February 17, 2023 have been transferred to the Deborah Lee James Living Trust and are now being reported as indirectly owned.