Role
10%+ Owner
Signature
Chicago Pacific Founders UGP III, LLC, /s/ Michael Wilson, authorized signatory
Issuer symbol
PIII
Transactions as of
15 May 2023
Net transactions value
+$562,563
Form type
4
Filing time
17 May 2023, 11:59:46 UTC
Previous filing
02 May 2023
Next filing
19 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIII Class A Common Stock Purchase $270,810 +90,000 +0.19% $3.01 48,102,605 15 May 2023 See Footnote F1, F3
transaction PIII Class A Common Stock Purchase $291,753 +90,000 +0.19% $3.24 48,192,605 16 May 2023 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III").
F2 Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A.
F3 Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities.