Sharelynn Faye Moore - May 12, 2023 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Chief Business Development and Marketing Officer
Signature
/s/ Shawn M. Soderberg, as attorney-in-fact
Stock symbol
BE
Transactions as of
May 12, 2023
Transactions value $
-$93,097
Form type
4
Date filed
5/16/2023, 07:43 PM
Previous filing
Apr 18, 2023
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Sale -$13.8K -1.05K -0.65% $13.14 161K May 12, 2023 Direct F1
transaction BE Class A Common Stock Options Exercise $0 +9.38K +5.82% $0.00 170K May 15, 2023 Direct
transaction BE Class A Common Stock Options Exercise $0 +2.77K +1.63% $0.00 173K May 15, 2023 Direct
transaction BE Class A Common Stock Sale -$79.3K -6K -3.46% $13.21 167K May 16, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -9.38K -16.67% $0.00 46.9K May 15, 2023 Class A Common Stock 9.38K Direct F4, F5
transaction BE Restricted Stock Units Options Exercise $0 -2.77K -25% $0.00 8.32K May 15, 2023 Class A Common Stock 2.77K Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.16 to $13.28. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F5 RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.
F6 RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Remarks:

EVP, Chief Business Development and Marketing Officer