Sharelynn Faye Moore - 12 May 2023 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Chief Business Development and Marketing Officer
Signature
/s/ Shawn M. Soderberg, as attorney-in-fact
Issuer symbol
BE
Transactions as of
12 May 2023
Net transactions value
-$93,097
Form type
4
Filing time
16 May 2023, 19:43:05 UTC
Previous filing
18 Apr 2023
Next filing
19 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Sale $13,810 -1,051 -0.65% $13.14 161,124 12 May 2023 Direct F1
transaction BE Class A Common Stock Options Exercise $0 +9,375 +5.8% $0.000000 170,499 15 May 2023 Direct
transaction BE Class A Common Stock Options Exercise $0 +2,772 +1.6% $0.000000 173,271 15 May 2023 Direct
transaction BE Class A Common Stock Sale $79,286 -6,002 -3.5% $13.21 167,269 16 May 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -9,375 -17% $0.000000 46,875 15 May 2023 Class A Common Stock 9,375 Direct F4, F5
transaction BE Restricted Stock Units Options Exercise $0 -2,772 -25% $0.000000 8,316 15 May 2023 Class A Common Stock 2,772 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.16 to $13.28. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F5 RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.
F6 RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Remarks:

EVP, Chief Business Development and Marketing Officer