Erik J. Anderson - May 11, 2023 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role
Director
Signature
/s/ Erik J Anderson
Stock symbol
SLDP
Transactions as of
May 11, 2023
Transactions value $
$0
Form type
4
Date filed
5/12/2023, 05:30 PM
Previous filing
Mar 8, 2023
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLDP Common Stock Other $0 -313K -31.02% $0.00 696K May 11, 2023 By WestRiver Management, LLC and affiliates F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pro rata distribution without consideration by WRG DCRC Investors, LLC ("WRG DCRC Investors") to its members ("In-Kind Distribution").
F2 Represents 1,901 shares owned directly by WRG DCRC, LLC ("WRG DCRC"), 187,617 shares owned directly by WestRiver Management, LLC ("WestRiver Management") and 506,283 shares owned directly by WRG INV41, LLC ("WRG INV41") after giving effect to the In-Kind Distribution. WestRiver Management is the sole managing member of WRG DCRC and WRG INV41. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, WRG DCRC and WRG INV41, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.