John Hendricks - Apr 6, 2023 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Role
Director, 10%+ Owner
Signature
/s/ Tia Cudahy as attorney-in-fact for John Hendricks
Stock symbol
CURI
Transactions as of
Apr 6, 2023
Transactions value $
-$259,009
Form type
4
Date filed
4/27/2023, 06:59 PM
Previous filing
Apr 6, 2023
Next filing
Jul 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale -$18.3K -15.5K -1.76% $1.18 866K Apr 6, 2023 Direct F1
transaction CURI Common Stock Sale -$18.5K -15.5K -1.8% $1.19 850K Apr 6, 2023 Direct F1
transaction CURI Common Stock Sale -$14.3K -12.5K -1.47% $1.14 838K Apr 10, 2023 Direct F1
transaction CURI Common Stock Sale -$20.9K -18.1K -2.15% $1.16 820K Apr 11, 2023 Direct F1
transaction CURI Common Stock Sale -$12.6K -10.9K -1.33% $1.16 809K Apr 12, 2023 Direct F1
transaction CURI Common Stock Sale -$40K -35K -4.33% $1.14 774K Apr 13, 2023 Direct F1
transaction CURI Common Stock Sale -$20.9K -18.8K -2.43% $1.11 755K Apr 14, 2023 Direct F1
transaction CURI Common Stock Sale -$53.3K -51.7K -6.85% $1.03 703K Apr 17, 2023 Direct F1
transaction CURI Common Stock Sale -$30K -28.8K -4.1% $1.04 674K Apr 18, 2023 Direct F1
transaction CURI Common Stock Sale -$18.5K -17.6K -2.62% $1.05 657K Apr 19, 2023 Direct F1
transaction CURI Common Stock Sale -$8.84K -8.5K -1.29% $1.04 648K Apr 20, 2023 Direct F1
transaction CURI Common Stock Sale -$2.99K -2.9K -0.45% $1.03 645K Apr 21, 2023 Direct F1
holding CURI Common Stock 21.4M Apr 6, 2023 By Hendricks Factual Media LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.
F2 The reported securities are owned directly by Hendricks Factual Media LLC ("HFM"), and indirectly by John Hendricks, as a manager of HFM. John Hendricks disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.