Jonathan Huberman - Apr 6, 2023 Form 4 Insider Report for Nogin, Inc. (NOGN)

Role
CEO & President, Director, 10%+ Owner
Signature
/s/ Michael Bassiri, Attorney-in-fact
Stock symbol
NOGN
Transactions as of
Apr 6, 2023
Transactions value $
$6,070,968
Form type
4
Date filed
4/10/2023, 04:05 PM
Previous filing
Mar 17, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOGN Common Stock Purchase $3.04M +1.01M +11723.18% $3.00 1.02M Apr 6, 2023 Direct
holding NOGN Common Stock 285K Apr 6, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOGN Common Warrant Purchase $3.04M +1.01M $3.00 1.01M Apr 6, 2023 Common Stock 1.01M $3.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Remarks:

All share numbers reported in this Form 4 reflect a 1-for-20 reverse stock split effected by the Issuer on March 28, 2023, which was exempt from reporting pursuant to Rule 16a-9.