JONATHAN HUBERMAN - 06 Apr 2023 Form 4 Insider Report for Nogin, Inc.

Role
CEO & President, Director, 10%+ Owner
Signature
/s/ Michael Bassiri, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
06 Apr 2023
Net transactions value
+$6,070,968
Form type
4
Filing time
10 Apr 2023, 16:05:17 UTC
Previous filing
17 Mar 2023
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOGN Common Stock Purchase $3,035,484 +1,011,828 +11723% $3.00 1,020,459 06 Apr 2023 Direct
holding NOGN Common Stock 285,098 06 Apr 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOGN Common Warrant Purchase $3,035,484 +1,011,828 $3.00 1,011,828 06 Apr 2023 Common Stock 1,011,828 $3.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Remarks:

All share numbers reported in this Form 4 reflect a 1-for-20 reverse stock split effected by the Issuer on March 28, 2023, which was exempt from reporting pursuant to Rule 16a-9.