Cedric Francois - 03 Apr 2023 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Chief Executive Officer, Director
Signature
/s/ David Watson, attorney-in-fact for Cedric Francois
Issuer symbol
APLS
Transactions as of
03 Apr 2023
Net transactions value
$0
Form type
4
Filing time
05 Apr 2023, 17:56:20 UTC
Previous filing
23 Mar 2023
Next filing
20 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Gift $0 -227,221 -18% $0.000000 1,044,591 03 Apr 2023 Direct
transaction APLS Common Stock Gift $0 -380,000 -36% $0.000000 664,591 04 Apr 2023 Direct
transaction APLS Common Stock Gift $0 -26,990 -4.1% $0.000000 637,601 05 Apr 2023 Direct
transaction APLS Common Stock Gift $0 +227,221 $0.000000 227,221 03 Apr 2023 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F1
transaction APLS Common Stock Gift $0 +380,000 +167% $0.000000 607,221 04 Apr 2023 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F1
transaction APLS Common Stock Gift $0 +26,990 +4.4% $0.000000 634,211 05 Apr 2023 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F1
holding APLS Common Stock 300,000 03 Apr 2023 Indirect Owner (The Francois Grossi Trust) F2
holding APLS Common Stock 234,411 03 Apr 2023 Indirect Owner (The Francois-DuBois Educational Trust) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 3, 2023, April 4, 2023 and April 5, 2023, the reporting person transferred 227,221, 380,000 and 26,990 shares, respectively, to the The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of the The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by the The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
F2 The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
F3 The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.