Cedric Francois - Apr 3, 2023 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Chief Executive Officer, Director
Signature
/s/ David Watson, attorney-in-fact for Cedric Francois
Stock symbol
APLS
Transactions as of
Apr 3, 2023
Transactions value $
$0
Form type
4
Date filed
4/5/2023, 05:56 PM
Previous filing
Mar 23, 2023
Next filing
Apr 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Gift $0 -227K -17.87% $0.00 1.04M Apr 3, 2023 Direct
transaction APLS Common Stock Gift $0 -380K -36.38% $0.00 665K Apr 4, 2023 Direct
transaction APLS Common Stock Gift $0 -27K -4.06% $0.00 638K Apr 5, 2023 Direct
transaction APLS Common Stock Gift $0 +227K $0.00 227K Apr 3, 2023 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F1
transaction APLS Common Stock Gift $0 +380K +167.24% $0.00 607K Apr 4, 2023 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F1
transaction APLS Common Stock Gift $0 +27K +4.44% $0.00 634K Apr 5, 2023 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F1
holding APLS Common Stock 300K Apr 3, 2023 Indirect Owner (The Francois Grossi Trust) F2
holding APLS Common Stock 234K Apr 3, 2023 Indirect Owner (The Francois-DuBois Educational Trust) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 3, 2023, April 4, 2023 and April 5, 2023, the reporting person transferred 227,221, 380,000 and 26,990 shares, respectively, to the The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of the The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by the The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
F2 The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
F3 The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.