John M. Evans - Jan 31, 2023 Form 4 Insider Report for Beam Therapeutics Inc. (BEAM)

Signature
By: /s/ Christine Bellon, Attorney-in-fact
Stock symbol
BEAM
Transactions as of
Jan 31, 2023
Transactions value $
$99,997
Form type
4
Date filed
3/31/2023, 07:48 PM
Previous filing
Nov 2, 2022
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAM Common Stock Small acquisition under Rule 16a-6 $0 +225 +0.02% $0.00 1.06M Mar 6, 2023 Direct F1, F2
transaction BEAM Common Stock Award $0 +56.3K +5.31% $0.00 1.12M Mar 31, 2023 Direct F3
transaction BEAM Common Stock Options Exercise $100K +13.9K +1.24% $7.22 1.13M Mar 31, 2023 Direct
holding BEAM Common Stock 103K Jan 31, 2023 By John M. Evans, III 2018 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BEAM Stock Option (Right to Buy) Award $0 +113K $0.00 113K Jan 31, 2023 Common Stock 113K $43.45 Direct F4
transaction BEAM Stock Option (Right to Buy) Options Exercise $0 -13.9K -6.57% $0.00 197K Mar 31, 2023 Common Stock 13.9K $7.22 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Distribution of Beam Therapeutics Inc. ("BEAM") common stock held by ARCH Venture Fund IX, L.P. to its partners for no consideration.
F2 Includes 308 shares and acquired by the Reporting Person under the BEAM Amended and Restated 2019 Employee Stock Purchase Plan on September 30, 2022.
F3 Represents restricted stock units ("RSUs") granted to the Reporting Person under BEAM's 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the BEAM's common stock. The RSUs vest in four substantially equal annual installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service with BEAM through each vesting date.
F4 This stock option vests in equal monthly installments each month following the date of grant for the subsequent 48 months, subject to the reporting person's continued service with BEAM through each vesting date.
F5 This stock option vests as to 25% on the first anniversary of the vesting commencement date, October 1, 2019, and at a rate of 2.78% each month thereafter until the option is fully vested. ..