Gary B. Smith - Mar 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Stock symbol
CIEN
Transactions as of
Mar 20, 2023
Transactions value $
-$320,778
Form type
4
Date filed
3/22/2023, 07:16 PM
Previous filing
Mar 7, 2023
Next filing
Mar 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$89.4K -1.78K -0.37% $50.20 475K Mar 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$73.5K -1.47K -0.31% $50.20 474K Mar 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$56.4K -1.12K -0.24% $50.20 472K Mar 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$102K -2.02K -0.43% $50.20 470K Mar 20, 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.