Jason Phipps - Mar 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Sales and Marketing
Signature
By: Michelle Rankin For: Jason Phipps
Stock symbol
CIEN
Transactions as of
Mar 20, 2023
Transactions value $
-$85,491
Form type
4
Date filed
3/22/2023, 07:07 PM
Previous filing
Dec 22, 2022
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$25.4K -505 -0.53% $50.20 94.8K Mar 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$18.6K -370 -0.39% $50.20 94.4K Mar 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$16.5K -329 -0.35% $50.20 94.1K Mar 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$25K -499 -0.53% $50.20 93.6K Mar 20, 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.