Sheela Kosaraju - 20 Mar 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Counsel and Assistant Secretary
Signature
By: Michelle Rankin For: Sheela Kosaraju
Issuer symbol
CIEN
Transactions as of
20 Mar 2023
Net transactions value
-$86,595
Form type
4
Filing time
22 Mar 2023, 19:06:26 UTC
Previous filing
03 Feb 2023
Next filing
22 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $9,337 -186 -0.24% $50.20 78,774 20 Mar 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability $9,086 -181 -0.23% $50.20 78,593 20 Mar 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability $8,584 -171 -0.22% $50.20 78,422 20 Mar 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability $6,325 -126 -0.16% $50.20 78,296 20 Mar 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability $9,789 -195 -0.25% $50.20 78,101 20 Mar 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability $43,473 -866 -1.1% $50.20 77,235 20 Mar 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 9/8/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/03/2023.

Remarks:

SVP, General Counsel and Assistant Secretary