Sheela Kosaraju - Mar 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Counsel and Assistant Secretary
Signature
By: Michelle Rankin For: Sheela Kosaraju
Stock symbol
CIEN
Transactions as of
Mar 20, 2023
Transactions value $
-$86,595
Form type
4
Date filed
3/22/2023, 07:06 PM
Previous filing
Feb 3, 2023
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$9.34K -186 -0.24% $50.20 78.8K Mar 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$9.09K -181 -0.23% $50.20 78.6K Mar 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$8.58K -171 -0.22% $50.20 78.4K Mar 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$6.33K -126 -0.16% $50.20 78.3K Mar 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$9.79K -195 -0.25% $50.20 78.1K Mar 20, 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability -$43.5K -866 -1.11% $50.20 77.2K Mar 20, 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 9/8/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/03/2023.

Remarks:

SVP, General Counsel and Assistant Secretary