David M. Rothenstein - Mar 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP and Chief Strategy Officer
Signature
By: Michelle Rankin For: David M Rothenstein
Stock symbol
CIEN
Transactions as of
Mar 20, 2023
Transactions value $
-$84,989
Form type
4
Date filed
3/22/2023, 06:52 PM
Previous filing
Mar 17, 2023
Next filing
Apr 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$22.9K -456 -0.18% $50.20 249K Mar 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$17.1K -341 -0.14% $50.20 249K Mar 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$15K -298 -0.12% $50.20 249K Mar 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$23.1K -460 -0.19% $50.20 248K Mar 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$6.93K -138 -0.06% $50.20 248K Mar 20, 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.