Aimfinity Investment LLC - Mar 10, 2023 Form 4 Insider Report for Aimfinity Investment Corp. I (AIMAU)

Role
10%+ Owner
Signature
/s/ I-Fa Chang
Stock symbol
AIMAU
Transactions as of
Mar 10, 2023
Transactions value $
$400
Form type
4
Date filed
3/20/2023, 03:13 PM
Previous filing
May 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMAU Class A Ordinary Shares Other -492K -100% 0 Mar 10, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMAU Class B Ordinary Shares Other -280K -14.49% 1.65M Mar 10, 2023 Class A Ordinary Shares 280K Direct F1, F3, F4
transaction AIMAU Class B Ordinary Share Award $400 +40K +2.42% $0.01* 1.69M Mar 17, 2023 Class A Ordinary Shares 40K Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Pursuant to a resolution by all members and manager of Aimfinity Investment LLC (the "Sponsor") on March 10, 2023, the Sponsor distributed 492,000 private placement units, each unit consisting of one Class A ordinary shares, one Class 1 warrant and one-half of one Class 2 warrant, and 280,000 Class B ordinary shares of the Issuer held under the Sponsor's record to Imperii Strategies LLC, a member of the Sponsor.
F2 Including (i) 492,000 Class A Ordinary Shares underlying units (each unit having a price of $10.00 and consisting of one Class A Ordinary Share and one redeemable warrant, with each whole warrant entitling the holder to purchase one Class A Ordinary Share at a price of $11.50 per share) that were acquired by the Reporting Person in a private placement effected concurrently with the closing of the Issuer's initial public offering, based on the exercise of the underwriters' over-allotment option in full, on April 28, 2022; and (ii) the distribution of the 492,000 Class A Ordinary Shares that the Sponsor distributed to Imperii Strategies LLC on March 10, 2023.
F3 The Class B ordinary shares will automatically convert into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, and have no expiration date.
F4 Including (i) 1,932,500 Class B Ordinary Shares that were acquired by the Reporting Person in a private placement before the Issuer's IPO; (ii) the distribution of the 280,000 Class B Ordinary Shares by the Sponsor to Imperii Strategies LLC on March 10, 2023.
F5 Representing 40,000 Class B Ordinary Shares the Sponsor acquired from certain directors and officer of the Issuer pursuant to certain securities transfer agreement dated March 17, 2023.
F6 Including (i) 1,932,500 Class B Ordinary Shares that were acquired by the Reporting Person in a private placement before the Issuer's IPO; (ii) the distribution of the 280,000 Class B Ordinary Shares by the Sponsor to Imperii Strategies LLC on March 10, 2023; (iii) the purchase of 40,000 Class B Ordinary Shares by the Sponsor from certain directors and officer of the Issuer pursuant to certain securities transfer agreement dated March 17, 2023.