Edwin A. Poston - 02 Mar 2023 Form 4 Insider Report for P10, Inc. (PX)

Role
Director, Member of 10% Owner Group (see Footnote 1)
Signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons
Issuer symbol
PX
Transactions as of
02 Mar 2023
Net transactions value
-$217,395
Form type
4
Filing time
17 Mar 2023, 17:05:15 UTC
Previous filing
04 Mar 2022
Next filing
01 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise +33,540 33,540 02 Mar 2023 Direct F1, F2, F3
transaction PX Class A Common Stock Tax liability $108,698 -10,046 -30% $10.82 23,494 02 Mar 2023 Direct F1, F3
transaction PX Class A Common Stock Options Exercise +33,540 33,540 02 Mar 2023 Direct F1, F2, F4
transaction PX Class A Common Stock Tax liability $108,698 -10,046 -30% $10.82 23,494 02 Mar 2023 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Options Exercise $0 -33,540 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 33,540 Direct F1, F2, F3, F5
transaction PX Restricted Stock Units Options Exercise $0 -33,540 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 33,540 Direct F1, F2, F4, F6
transaction PX Restricted Stock Units Award $0 +43,155 $0.000000 43,155 09 Mar 2023 Class A Common Stock 43,155 Direct F1, F2, F3, F7
transaction PX Restricted Stock Units Award $0 +43,155 $0.000000 43,155 09 Mar 2023 Class A Common Stock 43,155 Direct F1, F2, F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. In addition, Mr. Poston serves as a director on the Board of Directors of the Issuer.
F2 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F3 These securities are owned directly by Mr. Poston.
F4 These securities are owned directly by Mr. Williams.
F5 On March 2, 2022, Mr. Poston was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
F6 On March 2, 2022, Mr. Williams was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
F7 On March 9, 2023, Mr. Poston was granted a total of 43,155 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Poston remains in continuous service with the Issuer through such date.
F8 On March 9, 2023, Mr. Williams was granted a total of 43,155 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Williams remains in continuous service with the Issuer through such date.

Remarks:

Member of 10% Owner Group (see Footnote 1)