William F. Souder - Mar 2, 2023 Form 4/A - Amendment Insider Report for P10, Inc. (PX)

Role
Chief Operating Officer, Director, Other*, 10%+ Owner
Signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons
Stock symbol
PX
Transactions as of
Mar 2, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
3/17/2023, 04:58 PM
Date Of Original Report
Mar 14, 2023
Previous filing
Mar 4, 2022
Next filing
Mar 6, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Award $0 +144K $0.00 144K Mar 9, 2023 Class A Common Stock 144K Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2 The original Form 4 filed by the reporting persons on March 14, 2023 inadvertently underreported the number of RSUs granted to Mr. Souder on March 9, 2023, and this amendment is filed to report the correct number of RSUs granted on such date.
F3 On March 9, 2023, Mr. Souder was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Souder remains in continuous service with the Issuer through such date.
F4 These securities are owned directly by Mr. Souder.

Remarks:

This Form 4 is being filed by Souder Family LLC and Mr. Souder (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are the beneficial owners of the securities of the Issuer reported herein. Mr. Souder also serves as the Chief Operating Officer of the Issuer and as a director on the Board of Directors of the Issuer.