David Steinberg - Mar 14, 2023 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member
Stock symbol
ZETA
Transactions as of
Mar 14, 2023
Transactions value $
-$3,397,279
Form type
4
Date filed
3/16/2023, 05:07 PM
Previous filing
Feb 14, 2023
Next filing
Apr 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Class A Common Stock Tax liability -$30.5K -2.95K -1.6% $10.33 182K Mar 14, 2023 By Spouse F1
transaction ZETA Class A Common Stock Gift $0 -7.56K -0.79% $0.00 955K Mar 16, 2023 By ACI Investment Partners, LLC F2, F3
holding ZETA Class A Common Stock 7.32K Mar 14, 2023 Direct
holding ZETA Class A Common Stock 487K Mar 14, 2023 By IAC Investment Company IX, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZETA Class B Common Stock Tax liability -$2.84M -275K -1.05% $10.33 26M Mar 14, 2023 Class A Common Stock 275K By ACI Investment Partners, LLC F1, F2, F3, F5
transaction ZETA Class B Common Stock Tax liability -$488K -47.2K -39.35% $10.33 72.8K Mar 14, 2023 Class A Common Stock 47.2K By Spouse F1, F5
transaction ZETA Class B Common Stock Tax liability -$878 -85 0% $10.33 5.08M Mar 14, 2023 Class A Common Stock 85 By IAC Investment Company IX, LLC F1, F4, F5
transaction ZETA Class B Common Stock Tax liability -$39K -3.77K -0.95% $10.33 393K Mar 14, 2023 Class A Common Stock 3.77K By Family Trust F1, F5, F6
holding ZETA Class B Common Stock 15.3K Mar 14, 2023 Class A Common Stock 15.3K By CAIVIS Acquisition Corp. II F5, F7
holding ZETA Class B Common Stock 195K Mar 14, 2023 Class A Common Stock 195K By Kica Investments LLC F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of withholding taxes due upon the vesting of restricted stock awards under the Registrant's Incentive Award Plan.
F2 Reflects the conversion on March 16, 2023 of 50,000 shares of Class B Common Stock into Class A Common Stock.
F3 Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
F4 Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.
F5 The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
F6 Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.
F7 Securities held direcly by CAIVIS Acquisition Corp. II ("CAIVIS"), which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority sharheholder.
F8 Securities held directly by Kica Investments LLC ("Kica"), of which Mr. Steinberg is managing member. Mr. Steinberg disclaims beneficial ownership of the shares held directly by Kica except to the extent of his pecuniary interest therein, if any.