Nell M. Blatherwick - 02 Mar 2023 Form 4 Insider Report for P10, Inc. (PX)

Role
Members of 10% ownership group. See Footnote (1).
Signature
/s/Amanda Coussens, Attorney in Fact for the Reporting Persons
Issuer symbol
PX
Transactions as of
02 Mar 2023
Net transactions value
-$378,970
Form type
4
Filing time
15 Mar 2023, 12:30:31 UTC
Previous filing
04 Mar 2022
Next filing
06 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise $0 +4,612 +333% $0.000000 5,999 02 Mar 2023 Direct F1, F2, F3
transaction PX Class A Common Stock Tax liability $17,269 -1,596 -27% $10.82 4,403 02 Mar 2023 Direct F1, F2, F3
transaction PX Class A Common Stock Options Exercise $0 +4,612 +333% $0.000000 5,999 02 Mar 2023 Direct F1, F2, F4
transaction PX Class A Common Stock Tax liability $17,269 -1,596 -27% $10.82 4,403 02 Mar 2023 Direct F1, F2, F4
transaction PX Class A Common Stock Options Exercise $0 +16,770 $0.000000 16,770 02 Mar 2023 Direct F1, F2, F5
transaction PX Class A Common Stock Tax liability $55,193 -5,101 -30% $10.82 11,669 02 Mar 2023 Direct F1, F2, F5
transaction PX Class A Common Stock Options Exercise $0 +16,770 $0.000000 16,770 02 Mar 2023 Direct F1, F2, F6
transaction PX Class A Common Stock Tax liability $55,193 -5,101 -30% $10.82 11,669 02 Mar 2023 Direct F1, F2, F6
transaction PX Class A Common Stock Options Exercise $0 +33,540 $0.000000 33,540 02 Mar 2023 Direct F1, F2, F7
transaction PX Class A Common Stock Tax liability $89,427 -8,265 -25% $10.82 25,275 02 Mar 2023 Direct F1, F2, F7
transaction PX Class A Common Stock Options Exercise $0 +16,770 +604% $0.000000 19,546 02 Mar 2023 Direct F1, F2, F8
transaction PX Class A Common Stock Tax liability $55,193 -5,101 -26% $10.82 14,445 02 Mar 2023 Direct F1, F2, F8
transaction PX Class A Common Stock Options Exercise $0 +33,540 $0.000000 33,540 02 Mar 2023 Direct F1, F2, F9
transaction PX Class A Common Stock Tax liability $89,427 -8,265 -25% $10.82 25,275 02 Mar 2023 Direct F1, F2, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Options Exercise $0 -4,612 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 4,612 $0.000000 Direct F3
transaction PX Restricted Stock Units Options Exercise $0 -4,612 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 4,612 $0.000000 Direct F4
transaction PX Restricted Stock Units Options Exercise $0 -16,770 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 16,770 $0.000000 Direct F5
transaction PX Restricted Stock Units Options Exercise $0 -16,770 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 16,770 $0.000000 Direct F6
transaction PX Restricted Stock Units Options Exercise $0 -33,540 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 33,540 $0.000000 Direct F7
transaction PX Restricted Stock Units Options Exercise $0 -16,770 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 16,770 $0.000000 Direct F8
transaction PX Restricted Stock Units Options Exercise $0 -35,540 -100% $0.000000* 0 02 Mar 2023 Class A Common Stock 35,540 $0.000000 Direct F9
transaction PX Stock Options Award $0 +8,999 $0.000000 8,999 09 Mar 2023 Class A Common Stock 8,999 $9.93 Direct F3, F10
transaction PX Stock Options Award $0 +8,998 $0.000000 8,998 09 Mar 2023 Class A Common Stock 8,998 $9.93 Direct F4, F10
transaction PX Restricted Stock Units Award $0 +5,195 $0.000000 5,195 09 Mar 2023 Class A Common Stock 5,195 $0.000000 Direct F3, F11
transaction PX Restricted Stock Units Award $0 +5,195 $0.000000 5,195 09 Mar 2023 Class A Common Stock 5,195 $0.000000 Direct F4, F11
transaction PX Restricted Stock Units Award $0 +17,982 $0.000000 17,982 09 Mar 2023 Class A Common Stock 17,982 $0.000000 Direct F5, F11
transaction PX Restricted Stock Units Award $0 +17,982 $0.000000 17,982 09 Mar 2023 Class A Common Stock 17,982 $0.000000 Direct F6, F11
transaction PX Restricted Stock Units Award $0 +35,963 $0.000000 35,963 09 Mar 2023 Class A Common Stock 35,963 $0.000000 Direct F7, F11
transaction PX Restricted Stock Units Award $0 +35,963 $0.000000 35,963 09 Mar 2023 Class A Common Stock 35,963 $0.000000 Direct F8, F11
transaction PX Restricted Stock Units Award $0 +35,963 $0.000000 35,963 09 Mar 2023 Class A Common Stock 35,963 $0.000000 Direct F9, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed on behalf of (i) Nell M. Blatherwick, (ii) Andrew R. Nelson, (iii) the Charles K. Huebner Trust (the "Huebner Trust") and Charles K. Huebner, as trustee of the Huebner Trust, (iv) the Thomas P. Danis Revocable Living Trust (the "Danis Trust") and Thomas P. Danis, as trustee of the Danis Trust, (v) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust") and Jon I. Madorsky, as trustee of the Madorsky Trust, (vi) Alexander I. Abell, and (vii) David M. McCoy (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock.
F2 (Continued from Footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer held by each other Reporting Person, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. The securities reported herein do not include shares of Class B Common Stock that may be held by the Reporting Persons or securities held by any other group member other than the Reporting Persons.
F3 Line item reflects ownership and transactions for N. Blatherwick.
F4 Line item reflects ownership and transactions for A. Nelson
F5 Line item reflects ownership and transactions for, and these securities are held directly by, C. Huebner
F6 Line item reflects ownership and transactions for, and these securities are held directly by, T. Danis.
F7 Line item reflects ownership and transactions for, and these securities are held directly by, J. Madorsky.
F8 Line item reflects ownership and transactions for A.Abell.
F9 Line item reflects ownership and transactions for D. McCoy.
F10 Options cliff-vest five years from the date of grant, subject to continuous employment through the vesting date and earlier vesting upon the occurrence of certain events.
F11 Restricted stock units vest one year from the date of grant, subject to continuous employment through the vesting date.

Remarks:

Members of 10% ownership group. See Footnote (1).