Jeff Gehl - Mar 2, 2023 Form 4 Insider Report for P10, Inc. (PX)

Role
Officer, 10%+ Owner
Signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Person
Stock symbol
PX
Transactions as of
Mar 2, 2023
Transactions value $
-$178,270
Form type
4
Date filed
3/14/2023, 07:28 PM
Previous filing
Jan 25, 2023
Next filing
Mar 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise +33.5K 33.5K Mar 2, 2023 Direct F1
transaction PX Class A Common Stock Tax liability -$178K -16.5K -49.12% $10.82 17.1K Mar 2, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Options Exercise $0 -33.5K -100% $0.00* 0 Mar 2, 2023 Class A Common Stock 33.5K Direct F1, F2
transaction PX Stock Option (right to buy) Award $0 +20K $0.00 20K Mar 9, 2023 Class A Common Stock 20K $9.93 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2 On March 2, 2022, Mr. Gehl was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
F3 On March 9, 2023, Mr. Gehl was granted a total of 20,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Gehl remains in continuous service with the Issuer through such date.

Remarks:

This Form 4 is being filed by Mr. Gehl (the "Reporting Person"). The Reporting Person is a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person, as such securities are being reported in separate Form 4 filings. The Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein. Mr. Gehl also serves as the Chief Marketing Officer of the Issuer.