Michael Feinglass - 31 Jan 2023 Form 4 Insider Report for P10, Inc. (PX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Mar 2023, 19:17:25 UTC
Prior SEC filing
23 Nov 2022
Next SEC filing
21 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Person

Key filing fact

Michael Feinglass filed Form 4 for P10, Inc. (PX) on 14 Mar 2023.

Key facts

  • This page summarizes Michael Feinglass's Form 4 filing for P10, Inc. (PX).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Mar 2023, 19:17.

Change

  • Previous filing in this sequence was filed on 23 Nov 2022.
  • Current net transaction value: -$135,314.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PX transaction

Class A Common Stock

Options Exercise

Transaction value
$85,260
Shares
+42,000
Change %
Price
$2.03*
Shares after
42,000
Date
31 Jan 2023
Ownership
Direct
PX transaction

Class A Common Stock

Tax liability

Transaction value
$220,574
Shares
-19,818
Change %
-47%
Price
$11.13
Shares after
22,182
Date
31 Jan 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-42,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
42,000
Exercise price
$2.03
Footnotes
F1, F2
PX transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+12,000
Change %
Price
$0.000000
Shares after
12,000
Date
09 Mar 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
12,000
Exercise price
$9.93
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These stock options were inadvertently omitted from the Reporting Person's Form 3 and all subsequent Forms 4.

Footnote F2

On January 30, 2018, the Reporting Person was granted a total of 42,000 stock options with an exercise price of $2.03 per share (after giving effect to the intervening 0.7-for-1.0 revese stock split of the Issuer), subject to the Reporting Person remaining in continuous service through the fifth anniversary of such grant date. As such, these stock options became fully vested on January 30, 2023.

Footnote F3

On March 9, 2023, the Reporting Person was granted a total of 12,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that the Reporting Person remains in continuous service with the Issuer through such date.

SEC remarks

This Form 4 is being filed by Mr. Feinglass (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person, as such securities are being reported in separate Form 4 filings.

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