L. John Doerr - 10 Mar 2023 Form 4 Insider Report for AMYRIS, INC.

Reporting relationship: Director, 10%+ Owner
Issuer ticker: N/A
Reported as of: 10 Mar 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 Mar 2023, 17:19:40 UTC
Prior SEC filing: 20 Jan 2023
Next SEC filing: 21 Apr 2023
Source filing: View source filing
Reporting owner signature: /s/ L. John Doerr, by Barbara Hager as his attorney in fact

Key filing fact

L. John Doerr filed Form 4 for AMYRIS, INC. on 14 Mar 2023.

Key facts

This page summarizes L. John Doerr's Form 4 filing for AMYRIS, INC..
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 14 Mar 2023, 17:19.

Change

Previous filing in this sequence was filed on 20 Jan 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMRS transaction Derivative

Warrant (Right to Buy)

Award

Transaction value: $0
Shares: +2,046,036
Change %
Price: $0.000000
Shares after: 2,046,036
Date: 10 Mar 2023
Ownership: By Foris Ventures, LLC
Underlying class: Common Stock
Underlying amount: 2,046,036
Exercise price: $1.30
Footnotes: F1, F2, F3

AMRS transaction Derivative

Warrant (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -2,046,036
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 Mar 2023
Ownership: By Foris Ventures, LLC
Underlying class: Common Stock
Underlying amount: 2,046,036
Exercise price: $3.91
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

Footnote F2

L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Footnote F3

Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr and Ryan Panchadsaram. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.