Key facts
- This page summarizes Andrew Mark Perlmutter's Form 4 filing for Funko, Inc. (FNKO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 10 Mar 2023, 19:47.
Andrew Mark Perlmutter - 08 Mar 2023 Form 4 Insider Report for Funko, Inc. (FNKO)
- Reporting relationship
- PRESIDENT, Director
- Issuer ticker
- FNKO
- Reported as of
- 08 Mar 2023
- Net transaction value
- -$49,265
- SEC form
- 4
- Accepted by SEC
- 10 Mar 2023, 19:47:32 UTC
- Prior SEC filing
- 07 Mar 2023
- Next SEC filing
- 25 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Andrew Mark Perlmutter filed Form 4 for Funko, Inc. (FNKO) on 10 Mar 2023.
Change
- Previous filing in this sequence was filed on 07 Mar 2023.
- Current net transaction value: -$49,265.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FNKO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,957
- Change %
- +8%
- Price
- $0.000000
- Shares after
- 120,245
- Date
- 08 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
FNKO
transaction
Class A Common Stock
Sale
- Transaction value
- $49,265
- Shares
- -5,941
- Change %
- -4.9%
- Price
- $8.29
- Shares after
- 114,304
- Date
- 09 Mar 2023
- Ownership
- Direct
- Footnotes
- F2, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FNKO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,957
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 26,872
- Date
- 08 Mar 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,957
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Footnote F2
Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F4
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
Footnote F5
On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.