Andrew Mark Perlmutter - Mar 8, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role: PRESIDENT, Director
Signature: /s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Stock symbol: FNKO
Transactions as of: Mar 8, 2023
Transactions value $: -$49,265
Form type: 4
Date filed: 3/10/2023, 07:47 PM
Previous filing: Mar 7, 2023
Next filing: Apr 25, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FNKO	Class A Common Stock	Options Exercise	$0	+8.96K	+8.05%	$0.00	120K	Mar 8, 2023	Direct	F1
transaction	FNKO	Class A Common Stock	Sale	-$49.3K	-5.94K	-4.94%	$8.29	114K	Mar 9, 2023	Direct	F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FNKO	Restricted Stock Units	Options Exercise	$0	-8.96K	-25%	$0.00	26.9K	Mar 8, 2023	Class A Common Stock	8.96K		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2	Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4	The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F5	On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.