Brian Richard Mariotti - Mar 8, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
Stock symbol
FNKO
Transactions as of
Mar 8, 2023
Transactions value $
$0
Form type
4
Date filed
3/10/2023, 07:45 PM
Previous filing
Mar 7, 2023
Next filing
Apr 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise $0 +10.9K +11.3% $0.00 107K Mar 8, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -10.9K -25% $0.00 32.6K Mar 8, 2023 Class A Common Stock 10.9K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 On March 8, 2022, the Reporting Person was granted 43,428 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.