Andrew David Oddie - Mar 4, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF REVENUE OFFICER
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
Mar 4, 2023
Transactions value $
-$5,608
Form type
4
Date filed
3/7/2023, 06:58 PM
Previous filing
Aug 11, 2022
Next filing
Mar 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise $0 +1.14K +4.41% $0.00 27K Mar 4, 2023 Direct F1
transaction FNKO Class A Common Stock Sale -$5.61K -570 -2.11% $9.84 26.5K Mar 6, 2023 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -1.14K -100% $0.00* 0 Mar 4, 2023 Class A Common Stock 1.14K Direct F1, F5
transaction FNKO Restricted Stock Units Award $0 +27.5K $0.00 27.5K Mar 6, 2023 Class A Common Stock 27.5K Direct F1, F6
transaction FNKO Option to Purchase Class A Common Stock Award $0 +34.4K $0.00 34.4K Mar 6, 2023 Class A Common Stock 34.4K $9.77 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of RSUs on March 4, 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.83 to $9.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F5 On March 4, 2019, the Reporting Person was granted 4,570 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F7 The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.