Tracy D. Daw - Mar 4, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role: CHIEF LEGAL OFFICER
Signature: /s/ Tracy D. Daw
Stock symbol: FNKO
Transactions as of: Mar 4, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/7/2023, 06:57 PM
Previous filing: Jan 19, 2023
Next filing: Mar 10, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FNKO	Class A Common Stock	Options Exercise	$0	+1.37K	+3.56%	$0.00	39.8K	Mar 4, 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FNKO	Restricted Stock Units	Options Exercise	$0	-1.37K	-100%	$0.00^*	0	Mar 4, 2023	Class A Common Stock	1.37K		Direct	F1, F3
transaction	FNKO	Restricted Stock Units	Award	$0	+21.1K		$0.00	21.1K	Mar 6, 2023	Class A Common Stock	21.1K		Direct	F1, F4
transaction	FNKO	Option to Purchase Class A Common Stock	Award	$0	+26.4K		$0.00	26.4K	Mar 6, 2023	Class A Common Stock	26.4K	$9.77	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2	The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3	On March 4, 2019, the Reporting Person was granted 5,470 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4	The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5	The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.