Edwin M. Kania Jr. - 28 Feb 2023 Form 4 Insider Report for TransMedics Group, Inc. (TMDX)

Role: Director
Signature: By: /s/ Stephen Gordon, Attorney-in-Fact
Issuer symbol: TMDX
Transactions as of: 28 Feb 2023
Net transactions value: +$19,339,966
Form type: 4
Filing time: 02 Mar 2023, 16:00:29 UTC
Previous filing: 06 Jun 2022
Next filing: 30 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMDX	Common Stock	Other	$11,613,136	+145,601	+1020%	$79.76	159,875	28 Feb 2023	Direct	F1
transaction	TMDX	Common Stock	Other	$7,726,830	+96,876	+61%	$79.76	256,751	28 Feb 2023	Direct	F2
holding	TMDX	Common Stock						0	28 Feb 2023	By Kania 2021 GRAT A
holding	TMDX	Common Stock						46,142	28 Feb 2023	By Kania 2021 GRAT B

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person withdrew 145,601 shares of the Issuer from Kania 2021 GRAT A, a grantor retained annuity trust, in exchange for cash. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owns directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
F2	The reporting person withdrew 96,876 shares of the Issuer from Kania 2021 GRAT B, a grantor retained annuity trust, in exchange for cash. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owns directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

Content

The reporting person withdrew 145,601 shares of the Issuer from Kania 2021 GRAT A, a grantor retained annuity trust, in exchange for cash. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owns directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

The reporting person withdrew 96,876 shares of the Issuer from Kania 2021 GRAT B, a grantor retained annuity trust, in exchange for cash. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owns directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.