Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CADL | Common Stock | Purchase | $5.12K | +3.05K | +2.44% | $1.68 | 128K | Dec 8, 2022 | By GTAM1 2012 LLC | F1, F3 |
transaction | CADL | Common Stock | Purchase | $46K | +24K | +18.7% | $1.92 | 152K | Dec 9, 2022 | By GTAM1 2012 LLC | F2, F3 |
holding | CADL | Common Stock | 284K | Dec 8, 2022 | By GTAM1 2012 ADV LLC | F4 |
Id | Content |
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F1 | The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
F2 | The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.88 to $1.98. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | Shares held by GTAM1 2012 LLC, which is wholly owned by a trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
F4 | Shares held by GTAM1 2012 ADV LLC, for which the Reporting Person serves as manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
This amendment to the Form 4 originally filed by the Reporting Person on December 12, 2022 is being filed (i) to include indirect holdings that were inadvertently omitted from the original filing (as further described in footnotes 3 and 4 above) and (ii) to correct the number of shares held indirectly by the Reporting Person following the reported transactions.