Mercato Partners Acquisition Group, LLC - Feb 6, 2023 Form 4 Insider Report for Mercato Partners Acquisition Corp (MPRA)

Role
10%+ Owner
Signature
Mercato Partners Acquisition Group, LLC, By: Bullfrog Bay Trust, By: /s/ Diane Warnock, Trustee for Bullfrog Bay Trust
Stock symbol
MPRA
Transactions as of
Feb 6, 2023
Transactions value $
$0
Form type
4
Date filed
2/7/2023, 03:25 PM
Previous filing
Aug 4, 2022
Next filing
Jul 18, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MPRA Class B Common Stock Other -60K -1.06% 5.58M Feb 6, 2023 Class A Common Stock 60K See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment.
F2 Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to Scott E. Klossner and two transferees not affiliated with the Issuer (collectively, the "Transferees"), each pursuant to the terms of securities assignment agreements between the Transferees and Sponsor.
F3 Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney