Key facts
- This page summarizes Brian Knaley's Form 4 filing for Nuburu, Inc. (BURU).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 02 Feb 2023, 20:02.
Brian Knaley - 31 Jan 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- BURU
- Reported as of
- 31 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Feb 2023, 20:02:50 UTC
- Prior SEC filing
- 29 Jun 2021
- Next SEC filing
- 20 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brian Knaley
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian Knaley filed Form 4 for Nuburu, Inc. (BURU) on 02 Feb 2023.
Change
- Previous filing in this sequence was filed on 29 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BURU
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- Shares
- +345,314
- Change %
- Price
- Shares after
- 345,314
- Date
- 31 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 345,314
- Exercise price
- $6.12
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Consists of securities acquired in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), pursuant to which Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").
Footnote F2
1/4th of the total shares will vest on the Exercisable Date set forth above and 1/48th will vest each month thereafter on the same day of the month subject to Mr. Knaley remaining employed as the Issuer's Chief Financial Officer through the applicable vesting date.
Footnote F3
In connection with the closing of the Business Combination, each outstanding option to purchase shares of Legacy Nuburu, whether vested or unvested, was exchanged for comparable options to purchase Common Stock based on an exchange ratio calculated at closing.