Thomas J. Riga - Jan 30, 2023 Form 4 Insider Report for SPECTRUM PHARMACEUTICALS INC (SPPI)

Role
CEO & President, Director
Signature
/s/ Keith M. McGahan, Attorney-in-Fact for Thomas J. Riga
Stock symbol
SPPI
Transactions as of
Jan 30, 2023
Transactions value $
-$108,647
Form type
4
Date filed
2/1/2023, 04:10 PM
Previous filing
Jan 5, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPPI Common Stock, $0.001 par value Sale -$37.7K -69.4K -3.34% $0.54 2.01M Jan 30, 2023 Direct F1
transaction SPPI Common Stock, $0.001 par value Sale -$70.9K -107K -5.35% $0.66 1.9M Jan 31, 2023 Direct F1, F2
holding SPPI Common Stock, $0.001 par value 14.1K Jan 30, 2023 By 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
F2 This transaction was executed in multiple trades at prices that when rounded to the nearest cent were equal to $0.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.