Peter Yu - Jan 23, 2023 Form 4 Insider Report for Alvarium Tiedemann Holdings, Inc. (ALTI)

Signature
/s/ Adam Namoury, Attorney-in-Fact
Stock symbol
ALTI
Transactions as of
Jan 23, 2023
Transactions value $
$237,500
Form type
4
Date filed
1/23/2023, 07:30 PM
Previous filing
Jan 26, 2023
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Purchase $238K +25K +0.39% $9.50 6.46M Jan 23, 2023 See Footnote F2
transaction ALTI Class A Common Stock Other $0 -420K -6.5% $0.00 6.04M Jan 23, 2023 See Footnote F2
holding ALTI Class A Common Stock 398K Jan 23, 2023 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2 Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.