Douglas E. Williams - 19 Jan 2023 Form 4 Insider Report for Codiak BioSciences, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Jan 2023, 15:35:41 UTC
Prior SEC filing
21 Feb 2023
Next SEC filing
26 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Yalonda Howze, Attorney-in-Fact for Douglas E. Williams

Key filing fact

Douglas E. Williams filed Form 4 for Codiak BioSciences, Inc. on 23 Jan 2023.

Key facts

  • This page summarizes Douglas E. Williams's Form 4 filing for Codiak BioSciences, Inc..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 Jan 2023, 15:35.

Change

  • Previous filing in this sequence was filed on 21 Feb 2023.
  • Current net transaction value: -$2,918.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CDAKQ transaction

Common Stock

Options Exercise

Transaction value
Shares
+13,667
Change %
+143%
Price
Shares after
23,252
Date
19 Jan 2023
Ownership
Direct
Footnotes
F1
CDAKQ transaction

Common Stock

Sale

Transaction value
$2,918
Shares
-5,075
Change %
-22%
Price
$0.5750*
Shares after
18,177
Date
20 Jan 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CDAKQ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-13,667
Change %
-33%
Price
$0.000000
Shares after
27,333
Date
19 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,667
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of RSUs pursuant to a "sell to cover" provision included in the RSU Agreement.

Footnote F3

Each RSU represents a contingent right to receive one share of common stock.

Footnote F4

On January 19, 2022, the reporting person was granted 41,000 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC remarks

President and Chief Executive Officer

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