Guillermo Brooks - 15 Jan 2023 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Sales - Americas
Signature
/s/ Shawn M. Soderberg, as attorney-in-fact
Issuer symbol
BE
Transactions as of
15 Jan 2023
Net transactions value
-$138,250
Form type
4
Filing time
18 Jan 2023, 16:00:14 UTC
Previous filing
28 Oct 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Options Exercise $0 +6,250 +26% $0.000000 30,242 15 Jan 2023 Direct
transaction BE Class A Common Stock Options Exercise $0 +16,940 +56% $0.000000 47,182 15 Jan 2023 Direct
transaction BE Class A Common Stock Sale $138,250 -5,888 -12% $23.48 41,294 17 Jan 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -6,250 -9.1% $0.000000 62,500 15 Jan 2023 Class A Common Stock 6,250 Direct F3, F4
transaction BE Restricted Stock Units Options Exercise $0 -16,940 -33% $0.000000 33,884 15 Jan 2023 Class A Common Stock 16,940 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.3076 to $23.5882. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4 These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.
F5 These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.