Key facts
- This page summarizes Jeffrey Tepper's Form 4 filing for Decarbonization Plus Acquisition Corp IV.
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 18 Jan 2023, 15:15.
Jeffrey Tepper - 17 Jan 2023 Form 4 Insider Report for Decarbonization Plus Acquisition Corp IV
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 17 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Jan 2023, 15:15:13 UTC
- Prior SEC filing
- 29 Apr 2022
- Next SEC filing
- 22 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- Jeffrey Tepper, /s/ Peter Haskopoulos, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey Tepper filed Form 4 for Decarbonization Plus Acquisition Corp IV on 18 Jan 2023.
Change
- Previous filing in this sequence was filed on 29 Apr 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DCRD
transaction
Derivative
Class B Ordinary Shares, par value $0.0001 per share
Other
- Transaction value
- Shares
- -22,853
- Change %
- -55%
- Price
- Shares after
- 18,698
- Date
- 17 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares, par value $0.0001 per share
- Underlying amount
- 22,853
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Jeffrey Tepper is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
The Class B Ordinary Shares are convertible into Class A Ordinary Shares of the Issuer's on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Reporting Persons' Class B Ordinary Shares are convertible into Class A Ordinary Shares as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333- 254259).
Footnote F2
Pursuant to the Letter Agreement, by and among the Reporting Person, the Issuer, Decarbonization Plus Acquisition Sponsor IV LLC, a Cayman Islands limited liability company and the other holders of Class B Ordinary Shares, dated September 25, 2022 (the "Letter Agreement"), the Reporting Person agreed to assign and transfer 55% of the Class B Ordinary Shares acquired by the Reporting Person in connection with the Issuer's initial public offering to Riverstone Global Energy and Power Fund V (Cayman), L.P. ("Fund V"), Riverstone V Investment Management Cooperatief U.A. or a wholly-owned subsidiary thereof prior to the closing of the proposed business combination between Hammerhead Resources Inc., an Alberta corporation and the Issuer. On January 17, 2023, pursuant to the Letter Agreement, the Reporting Person transferred 22,853 Class B Ordinary Shares to R5 HHR FS Holdings LLC, a Delaware limited liability company and wholly-owned subsidiary of Fund V.