Tiedemann Michael - 03 Jan 2023 Form 3 Insider Report for Alvarium Tiedemann Holdings, Inc. (ALTI)

Role: Chief Executive Officer, Director
Signature: /s/ Christine Zhao, Attorney-in-fact
Issuer symbol: ALTI
Transactions as of: 03 Jan 2023
Net transactions value: $0
Form type: 3
Filing time: 13 Jan 2023, 16:14:30 UTC
Next filing: 02 Jun 2023
SEC: View on sec.gov

Quoteable Key Fact

"Tiedemann Michael filed Form 3 for Alvarium Tiedemann Holdings, Inc. (ALTI) on 13 Jan 2023."

Quick Takeaways

This page summarizes Tiedemann Michael's Form 3 filing for Alvarium Tiedemann Holdings, Inc. (ALTI).
0 reported transactions and 8 derivative rows are listed below.
Filing timestamp: 13 Jan 2023, 16:14.

What Changed

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Official SEC Source

Ownership activity is grounded in SEC Form 3 disclosures.

See Original Filing

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALTI	Class B Common Stock	03 Jan 2023	Class B Common Stock	5,065,196	$0.000000	Direct	F1
holding	ALTI	Class B Common Stock	03 Jan 2023	Class B Common Stock	2,500,103	$0.000000	See Footnote	F1, F2
holding	ALTI	Class B Common Stock	03 Jan 2023	Class B Common Stock	670,334	$0.000000	See Footnote	F1, F3
holding	ALTI	Class B Common Stock	03 Jan 2023	Class B Common Stock	1,694,408	$0.000000	See Footnote	F1, F4
holding	ALTI	Warrants to purchase Class A Common Stock	03 Jan 2023	Class A Common Stock	585,198	$11.50	Direct
holding	ALTI	Warrants to purchase Class A Common Stock	03 Jan 2023	Class A Common Stock	253,307	$11.50	See Footnote	F2
holding	ALTI	Warrants to purchase Class A Common Stock	03 Jan 2023	Class A Common Stock	67,917	$11.50	See Footnote	F3
holding	ALTI	Warrants to purchase Class A Common Stock	03 Jan 2023	Class A Common Stock	171,672	$11.50	See Footnote	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Class B Unit (a "Class B Unit") of Alvarium Tiedemann Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" and collectively, the "Paired Interests"). Pursuant to the Second Amended and Restated Limited Liability Agreement, dated as of January 3, 2023 (as amended form time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
F2	Such securities are held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, except to the extent of any pecuniary interest he may have therein.
F3	Such securities are held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion. The reporting person disclaims beneficial ownership of the securities held by the CHT Fam Tst Ar 3rd fbo MGT, except to the extent of any pecuniary interest he may have therein.
F4	Such securities are held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by Chauncey Close, LLC, except to the extent of any pecuniary interest he may have therein.

Remarks:

Exhibit 24 Power of Attorney filed herewith.